Financial & Housing Services

Securities and Exchange Commission

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC oversees the key participants in the securities world, including securities exchanges, securities brokers and dealers, investment advisors, and mutual funds. Here the SEC is concerned primarily with promoting the disclosure of important market-related information, maintaining fair dealing, and protecting against fraud.

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Senator Robert P. Casey

Financial & Housing Services

Securities and Exchange Commission

Washington, D.C.

Harrisburg

PhilAdelphia

Pittsburgh

Northeastern PA

Central PA

Erie

Lehigh Valley